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NRP Financial Disclosure

NRP Financial, Inc. Information


About NRP Financial, Inc.

NRP Financial, Inc. ("NRPF") is a registered investment advisor and broker-dealer, Member NASD/SIPC. It is wholly owned by National Retirement Partners, Inc. ("NRP"). NRPF is committed to NRP's dedication to support advisors who service the retirement plan market. To this end, NRPF conducts investment due diligence and produces reports which evaluate funds of retirement plans for use by NRP Member Firms. NRPF's promise is to provide products, services and resources so that its advisors may deliver employers and employees exceptional experiences and the highest quality retirement program.

Through our network of advisors, NRPF also provides a variety of investment and insurance products, wealth management services, and other services to meet the needs of our clients, whether they are retirement plans, business entities, trusts or individuals. To provide high quality products and services to our clients, NRPF maintains contracts with mutual funds, insurance companies, REIT companies, direct participation programs, investment managers and other companies. NRPF also utilizes the clearing services of Pershing LLC and Bear Stearns Securities Corp. to execute and assist NRPF in filling customer orders of the purchase and sale of securities. NRPF is committed to a successful relationship with each of our clients.

Privacy

We take the privacy of our clients' information very seriously. Please see our Privacy Policy for information regarding our commitment to the protection of client information at www.nrpfinancial.com .

Business Continuity Plan

NRPF maintains a business continuity plan defining our response to events that disrupt our normal business operations. This plan, which is reviewed annually and updated as necessary, includes actions as it relates to staffing, procedures, alternate operational facilities, data retrieval, systems and communication. It is intentionally designed to facilitate business continuation for events with varying levels of impact and takes into account the relationships we have with key service organizations. In the event of a significant business disruption, NRPF's implementation of the business continuation strategies will focus on recovery of critical operations with minimal disruption of service to our customers. For a copy of NRPF's Business Continuity Plan, please contact NRP Financial, Inc.

Investor Education and Protection

The NASD and SEC make available information regarding investments, insurance and other financial services. These educational resources may be found on their websites: www.nasd.com/Investor and www.sec.gov/investor.shtml. When you access these websites from this page, you are leaving NRP's website.

Additional Information

For more information about NRPF's, including its investment advisory disclosure documents, please contact NRP Financial, Inc.

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